BROADWIND, INC.·4

Aug 2, 7:14 PM ET

Hanna Wayne W. 4

4 · BROADWIND, INC. · Filed Aug 2, 2021

Insider Transaction Report

Form 4
Period: 2021-07-29
Hanna Wayne W.
Pres., Brad Foote Gear Works
Transactions
  • Tax Payment

    Common Stock

    2021-07-29$3.92/sh1,111$4,35528,601 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    2,810
Footnotes (2)
  • [F1]The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
  • [F2]Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/1/22 and 5/1/23 and 2,008 shares on 5/1/24.

Documents

1 file
  • 4
    tm2123901-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT