4//SEC Filing
LOTT RONALD M. 4
Accession 0001104659-21-104406
CIK 0001509470other
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 7:46 PM ET
Size
5.9 KB
Accession
0001104659-21-104406
Insider Transaction Report
Form 4
LOTT RONALD M.
Director
Transactions
- Purchase
Common Stock
2021-08-10$15.57/sh+325$5,060→ 10,675 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $15.61, inclusive. The reporting person undertakes to provide to SuRo Capital Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Total includes 3,770 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date for such restricted shares (with such first anniversary being July 9, 2022) and (ii) date of the Company's annual meeting of stockholders that is closest to such first anniversary of the award date.
Documents
Issuer
SURO CAPITAL CORP.
CIK 0001509470
Entity typeother
Related Parties
1- filerCIK 0001055003
Filing Metadata
- Form type
- 4
- Filed
- Aug 11, 8:00 PM ET
- Accepted
- Aug 12, 7:46 PM ET
- Size
- 5.9 KB