Schmid Keith 4
4 · PLUG POWER INC · Filed Aug 31, 2021
Insider Transaction Report
Form 4
PLUG POWER INCPLUG
Schmid Keith
GM New Mkts & Pres New Prd Dv
Transactions
- Exercise/Conversion
Common Stock
[F1]2021-08-28+83,333→ 483,275 total - Tax Payment
Common Stock
[F2]2021-08-28$26.60/sh−44,275$1,177,715→ 439,000 total - Exercise/Conversion
Restricted Stock Unit
[F1][F3]2021-08-28−83,333→ 0 total→ Common Stock (83,333 underlying)
Footnotes (3)
- [F1]Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.
- [F2]Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
- [F3]On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
Signature
/s/ Gerard L. Conway, Jr., Attorney-in-Fact|2021-08-31