4//SEC Filing
Potere Matthew 4
Accession 0001104659-21-115200
CIK 0001821850other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 7:50 PM ET
Size
8.8 KB
Accession
0001104659-21-115200
Insider Transaction Report
Form 4
Potere Matthew
DirectorChief Executive Officer
Transactions
- Purchase
Class A Common Stock
2021-09-10$5.41/sh+85,000$459,850→ 595,000 total
Holdings
- 3,510,541(indirect: By Trust)
Private Units
→ Class A Common Stock (526,581 underlying) - 3,510,541
Private Units
→ Class A Common Stock (2,983,960 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.31 to $5.78, inclusive. The reporting person undertakes to provide to Sunlight Financial Holdings Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range.
- [F2]Each Private Unit consists of a Class EX Unit issued by Sunlight Financial LLC ("SFLLC"), together with one share of Class C Common Stock issued by the Company. Each Private Unit is exchangeable, subject to certain conditions, for either one share of Class A Common Stock, or at SFLLC's election, an amount of cash equivalent to the market value of one share of Class A Common Stock, pursuant to and in accordance with the terms of the Fifth Amended and Restated Limited Liability Company Agreement of SFLLC. The Class C Common Stock will vote together with the Class A Common Stock as a single class, but will have no economic rights. These exchange rights do not expire.
- [F3]The reporting person disclaims beneficial ownership, except to the extent of his pecuniary interest therein.
Documents
Issuer
Sunlight Financial Holdings Inc.
CIK 0001821850
Entity typeother
Related Parties
1- filerCIK 0001869195
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 7:50 PM ET
- Size
- 8.8 KB