SoFi Technologies, Inc.·4

Sep 16, 8:01 PM ET

Heavener Micah 4

4 · SoFi Technologies, Inc. · Filed Sep 16, 2021

Insider Transaction Report

Form 4
Period: 2021-09-14
Heavener Micah
Head of Operations
Transactions
  • Tax Payment

    Common Stock

    2021-09-14$14.57/sh14,724$214,529110,977 total
  • Exercise/Conversion

    Common Stock

    2021-09-14+35,539125,701 total
  • Exercise/Conversion

    Restricted Stock Unit

    2021-09-1435,539300,710 total
    Common Stock (35,539 underlying)
Footnotes (3)
  • [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
  • [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
  • [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Documents

1 file
  • 4
    tm2127834-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT