Nuckles Jennifer 4
4 · SoFi Technologies, Inc. · Filed Sep 16, 2021
Insider Transaction Report
Form 4
Nuckles Jennifer
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
[F1]2021-09-14+79,579→ 267,503 total - Tax Payment
Common Stock
[F2]2021-09-14$14.57/sh−41,537$605,194→ 225,966 total - Exercise/Conversion
Restricted Stock Unit
[F2][F3]2021-09-14−79,579→ 820,139 total→ Common Stock (79,579 underlying)
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.
Signature
/s/ Deanna Smith, Attorney-in-Fact|2021-09-16