Ronen Assaf 4
4 · SoFi Technologies, Inc. · Filed Sep 16, 2021
Insider Transaction Report
Form 4
Ronen Assaf
Chief Product Officer
Transactions
- Tax Payment
Common Stock
2021-09-14$14.57/sh−34,859$507,896→ 475,366 total - Exercise/Conversion
Common Stock
2021-09-14+84,148→ 510,225 total - Exercise/Conversion
Restricted Stock Unit
2021-09-14−84,148→ 660,011 total→ Common Stock (84,148 underlying)
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.