Home/Filings/4/0001104659-21-116923
4//SEC Filing

Salzberg Barry 4

Accession 0001104659-21-116923

CIK 0001701114other

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 4:17 PM ET

Size

32.7 KB

Accession

0001104659-21-116923

Insider Transaction Report

Form 4
Period: 2021-09-15
Transactions
  • Conversion

    Class B Common Stock

    2021-09-1579,4730 total
    Class A Common Stock (79,473 underlying)
  • Conversion

    Class B Common Stock

    2021-09-15180,9060 total(indirect: By Trust)
    Class A Common Stock (180,906 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-09-156,0800 total
    Class A Common Stock (6,080 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-09-1512,4940 total
    Class A Common Stock (12,494 underlying)
  • Conversion

    Class A Common Stock

    2021-09-15+180,906180,906 total(indirect: By Trust)
  • Exercise/Conversion

    Class A Common Stock

    2021-09-15+6,08085,553 total
  • Exercise/Conversion

    Class A Common Stock

    2021-09-15+12,49498,047 total
  • Conversion

    Class B Common Stock

    2021-09-15108,5900 total(indirect: By Trust)
    Class A Common Stock (108,590 underlying)
  • Conversion

    Class B Common Stock

    2021-09-15180,9060 total(indirect: By Trust)
    Class A Common Stock (180,906 underlying)
  • Conversion

    Class A Common Stock

    2021-09-15+79,47379,473 total
  • Conversion

    Class A Common Stock

    2021-09-15+108,590108,590 total(indirect: By Trust)
  • Conversion

    Class A Common Stock

    2021-09-15+1,316,2721,316,272 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2021-09-15+180,906180,906 total(indirect: By Trust)
  • Conversion

    Class B Common Stock

    2021-09-151,316,2720 total(indirect: See Footnote)
    Class A Common Stock (1,316,272 underlying)
Footnotes (9)
  • [F1]Represents the number of shares that were acquired upon conversion of the shares of the issuer's Class B Common Stock listed in Table II, as described in footnote 7 below.
  • [F2]The reporting person and his wife serve as co-trustees of The Salzberg Family 2011 Trust. The reporting person disclaims beneficial ownership of the shares owned by The Salzberg Family 2011 Trust except to the extent of any pecuniary interest therein.
  • [F3]Represents shares held of record by Family Trust Created Under Article V of the Matthew Salzberg 2014 Annuity Trust Agreement (the "2014 Annuity Trust"), for which the reporting person and his son, Matthew B. Salzberg, serve as co-trustees. The reporting person disclaims beneficial ownership of the shares owned by the 2014 Annuity Trust except to the extent of any pecuniary interest therein.
  • [F4]Represents shares held of record by MS 2018 Trust I, for which the reporting person and his son, Matthew B. Salzberg, serve as co-trustees. The reporting person disclaims beneficial ownership of the shares owned by MS 2018 Trust I except to the extent of any pecuniary interest therein.
  • [F5]Represents shares held of record by MS 2018 Trust II, for which the reporting person and his son, Matthew B. Salzberg, serve as co-trustees. The reporting person disclaims beneficial ownership of the shares owned by MS 2018 Trust II except to the extent of any pecuniary interest therein.
  • [F6]Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis.
  • [F7]The issuer's Class B Common Stock was converted in full to Class A Common Stock on a one-for-one basis on the date reported upon the election of the reporting person and certain other holders of the Class B Common Stock, resulting in a mandatory conversion of all shares of Class B Common Stock on such date under the terms of the issuer's certificate of incorporation. Prior to such conversion the Class B shares were exercisable at the holder's election and had no expiration date.
  • [F8]On October 15, 2020, the reporting person was granted 6,080 RSUs, which were scheduled to vest in full on the first anniversary of the date of grant. This transaction represents the accelerated settlement of such RSUs in shares of Class A Common Stock.
  • [F9]On June 14, 2021, the reporting person was granted 12,494 RSUs, which were scheduled to vest in full on the earlier of June 14, 2022 and the date of the issuer's 2022 Annual Meeting of Stockholders. This transaction represents the accelerated settlement of such RSUs in shares of Class A Common Stock.

Issuer

Blue Apron Holdings, Inc.

CIK 0001701114

Entity typeother

Related Parties

1
  • filerCIK 0001710379

Filing Metadata

Form type
4
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 4:17 PM ET
Size
32.7 KB