Energy Services of America CORP·4

Oct 8, 8:54 PM ET

Abraham Charles 4

4 · Energy Services of America CORP · Filed Oct 8, 2021

Insider Transaction Report

Form 4
Period: 2021-10-06
Transactions
  • Conversion

    Common Stock

    2021-10-06+246,374422,625 total
  • Conversion

    Series A Convertible Preferred Stock

    2021-10-06130 total
    From: 2021-09-01Common Stock (246,374 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    131,003
Footnotes (2)
  • [F1]Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.
  • [F2]Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

Documents

1 file
  • 4
    tm2129672d7_4.xmlPrimary

    FORM 4