Lesster Laban E 4

4 · Ideal Power Inc. · Filed Oct 13, 2021

Form 4

Period: 2021-10-08

Director

Transactions

Sale
Common Stock
2021-10-12$14.06/sh−2,400$33,744→ 0 total
Exercise/Conversion
Option to Purchase Stock
2021-10-12−2,400→ 8,476 total
Exercise: $2.39Exp: 2030-01-10→ Common Stock (2,400 underlying)
Exercise/Conversion
Common Stock
2021-10-12$2.39/sh+2,400$5,736→ 2,400 total
Exercise/Conversion
Option to Purchase Stock
2021-10-11−3,430→ 10,786 total
Exercise: $2.39Exp: 2030-01-10→ Common Stock (3,430 underlying)
Exercise/Conversion
Option to Purchase Stock
2021-10-13−879→ 7,597 total
Exercise: $2.39Exp: 2030-01-10→ Common Stock (879 underlying)
Exercise/Conversion
Common Stock
2021-10-08$2.39/sh+3,291$7,865→ 3,291 total
Exercise/Conversion
Common Stock
2021-10-11$2.39/sh+3,430$8,198→ 3,430 total
Sale
Common Stock
2021-10-08$14.24/sh−3,291$46,864→ 0 total
Sale
Common Stock
2021-10-11$14.21/sh−3,430$48,740→ 0 total
Exercise/Conversion
Common Stock
2021-10-13$2.39/sh+879$2,101→ 879 total
Sale
Common Stock
2021-10-13$14.11/sh−879$12,403→ 0 total
Exercise/Conversion
Option to Purchase Stock
2021-10-08−3,291→ 14,306 total
Exercise: $2.39Exp: 2030-01-10→ Common Stock (3,291 underlying)

Footnotes (6)

[F1]The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.71, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 through 5.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.61, inclusive.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.20, inclusive.
[F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.19, inclusive.
[F6]The option vested in four equal installments on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020.

Documents

1 file