4//SEC Filing
ROEDER DOUGLAS A 4
Accession 0001104659-21-128113
CIK 0001438133other
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 5:00 PM ET
Size
11.9 KB
Accession
0001104659-21-128113
Insider Transaction Report
Form 4
ROEDER DOUGLAS A
Director10% Owner
Transactions
- Other
Common Stock
2021-10-15+11,568→ 13,460 total(indirect: See footnote) - Other
Common Stock
2021-10-15+3,766→ 3,766 total(indirect: See Footnote) - Other
Common Stock
2021-10-15−1,000,000→ 0 total(indirect: See footnote) - Other
Common Stock
2021-10-15−11,568→ 1,892 total(indirect: See footnote)
Footnotes (5)
- [F1]Represents a pro rata distribution, not for additional consideration, by Delphi BioInvestments VIII, L.P. ("DB VIII") and Delphi Ventures VIII, L.P. ("DV VIII") to their respective partners, and by Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of each of DB VIII and DV VIII, to its members and assignees, as applicable. This distribution was made pursuant to a Rule 10b5-1 distribution plan.
- [F2]Shares are held directly by DB VIIII and DV VIII. The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DB VIII and DV VIII, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein.
- [F3]Shares are held directly by DMP. The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DMP, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein.
- [F4]The shares are held directly by The Roeder Family Trust dated 5/29/08, of which the Reporting Person is trustee.
- [F5]This transaction is being voluntarily reported, reflects a change in form of beneficial ownership of the Reporting Person and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.
Documents
Issuer
TANDEM DIABETES CARE INC
CIK 0001438133
Entity typeother
Related Parties
1- filerCIK 0001270735
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 5:00 PM ET
- Size
- 11.9 KB