4//SEC Filing
Brafman Lester Raymond 4
Accession 0001104659-21-131853
CIK 0001270436other
Filed
Oct 28, 8:00 PM ET
Accepted
Oct 29, 4:55 PM ET
Size
7.0 KB
Accession
0001104659-21-131853
Insider Transaction Report
Form 4
Cohen & Co Inc.COHN
Brafman Lester Raymond
President
Transactions
- Award
Cohen & Company, LLC Membership Units
2021-10-28+2,000,000→ 2,000,000 total→ Common Stock, par value $0.01 per share (200,000 underlying)
Holdings
- 315,702
Common Stock, par value $0.01 per share
Footnotes (1)
- [F1]Mr. Brafman was awarded 2,000,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan, as amended, one-fifth of which will vest and be delivered to Mr. Brafman on each of January 31, 2023, January 31, 2024, January 31, 2025, January 31, 2026 and January 31, 2027. Following the vesting of the applicable Units, the Company may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units.
Documents
Issuer
Cohen & Co Inc.
CIK 0001270436
Entity typeother
Related Parties
1- filerCIK 0001578554
Filing Metadata
- Form type
- 4
- Filed
- Oct 28, 8:00 PM ET
- Accepted
- Oct 29, 4:55 PM ET
- Size
- 7.0 KB