4/A//SEC Filing
HYATT ALAN J 4/A
Accession 0001104659-21-136388
CIK 0001035092other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 5:26 PM ET
Size
16.3 KB
Accession
0001104659-21-136388
Insider Transaction Report
Form 4/AAmended
HYATT ALAN J
Director
Transactions
- Award
Common Stock
2021-10-31+1,066,970→ 1,067,420 total - Award
Common Stock
2021-10-31+388,306→ 388,306 total(indirect: By Trust) - Award
Common Stock
2021-10-31+170,692→ 170,692 total(indirect: By Trust) - Award
Common Stock
2021-10-31+53,749→ 53,749 total(indirect: By Trust) - Award
Common Stock
2021-10-31+7,603→ 7,603 total(indirect: By Partnership) - Award
Common Stock
2021-10-31+75,333→ 75,333 total(indirect: By Trust)
Footnotes (13)
- [F1]The original Form 4 failed to include additional shares of Severn Bancorp, Inc.("SVBI") common stock converted in connection with the merger of SVBI into the Issuer (the "Merger").
- [F10]Received in exchange for 86,595 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
- [F11]Shares are held in the Frances G. Hyatt Fed GST EX MED Trust, of which the reporting person is a co-trustee and disclaims ownership except to the extent of his pecuniary interest.
- [F12]Received in exchange for 12,250 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
- [F13]Shares are held in the Crownsville Family Limited Partnership, of which the reporting person is the general partner and disclaims ownership except to the extent of his pecuniary interest.
- [F2]Received in exchange for a total of 1,718,979 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
- [F3]Includes 853,191 shares jointly owned by Alan J. Hyatt and his spouse Sharon G. Hyatt.
- [F4]Received in exchange for 625,594 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
- [F5]Shares are held in the Frances G. Hyatt State Exempt Marital Trust, of which the reporting person is a co-trustee and disclaims ownership except to the extent of his pecuniary interest.
- [F6]Received in exchange for 275,000 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
- [F7]Shares are held in the Frances G. Hyatt Residuary Trust, of which the reporting person is a co-trustee and disclaims ownership except to the extent of his pecuniary interest.
- [F8]Received in exchange for 121,368 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
- [F9]Shares are held in the Louis Hyatt Revocable Trust, of which the reporting person is a co-trustee and disclaims ownership except to the extent of his pecuniary interest.
Documents
Issuer
SHORE BANCSHARES INC
CIK 0001035092
Entity typeother
Related Parties
1- filerCIK 0001218591
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 5:26 PM ET
- Size
- 16.3 KB