SHORE BANCSHARES INC·4/A

Nov 9, 5:26 PM ET

HYATT ALAN J 4/A

4/A · SHORE BANCSHARES INC · Filed Nov 9, 2021

Insider Transaction Report

Form 4/AAmended
Period: 2021-10-31
HYATT ALAN J
Director
Transactions
  • Award

    Common Stock

    2021-10-31+1,066,9701,067,420 total
  • Award

    Common Stock

    2021-10-31+388,306388,306 total(indirect: By Trust)
  • Award

    Common Stock

    2021-10-31+170,692170,692 total(indirect: By Trust)
  • Award

    Common Stock

    2021-10-31+53,74953,749 total(indirect: By Trust)
  • Award

    Common Stock

    2021-10-31+7,6037,603 total(indirect: By Partnership)
  • Award

    Common Stock

    2021-10-31+75,33375,333 total(indirect: By Trust)
Footnotes (13)
  • [F1]The original Form 4 failed to include additional shares of Severn Bancorp, Inc.("SVBI") common stock converted in connection with the merger of SVBI into the Issuer (the "Merger").
  • [F10]Received in exchange for 86,595 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
  • [F11]Shares are held in the Frances G. Hyatt Fed GST EX MED Trust, of which the reporting person is a co-trustee and disclaims ownership except to the extent of his pecuniary interest.
  • [F12]Received in exchange for 12,250 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
  • [F13]Shares are held in the Crownsville Family Limited Partnership, of which the reporting person is the general partner and disclaims ownership except to the extent of his pecuniary interest.
  • [F2]Received in exchange for a total of 1,718,979 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
  • [F3]Includes 853,191 shares jointly owned by Alan J. Hyatt and his spouse Sharon G. Hyatt.
  • [F4]Received in exchange for 625,594 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
  • [F5]Shares are held in the Frances G. Hyatt State Exempt Marital Trust, of which the reporting person is a co-trustee and disclaims ownership except to the extent of his pecuniary interest.
  • [F6]Received in exchange for 275,000 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
  • [F7]Shares are held in the Frances G. Hyatt Residuary Trust, of which the reporting person is a co-trustee and disclaims ownership except to the extent of his pecuniary interest.
  • [F8]Received in exchange for 121,368 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
  • [F9]Shares are held in the Louis Hyatt Revocable Trust, of which the reporting person is a co-trustee and disclaims ownership except to the extent of his pecuniary interest.

Documents

1 file
  • 4
    tm2132464-1_4aseq1.xml

    OWNERSHIP DOCUMENT