Kadmon Holdings, Inc.·4

Nov 9, 5:38 PM ET

Meehan Steven 4

4 · Kadmon Holdings, Inc. · Filed Nov 9, 2021

Insider Transaction Report

Form 4
Period: 2021-11-09
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2021-11-09$5.38/sh25,000$134,5000 total
    Exercise: $4.12Exp: 2027-06-29Common Stock, par value $0.001 (25,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2021-11-09$5.16/sh500,000$2,580,0000 total
    Exercise: $4.34Exp: 2030-01-27Common Stock, par value $0.001 (500,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2021-11-09$5.54/sh1,020,000$5,650,8000 total
    Exercise: $3.96Exp: 2031-01-08Common Stock, par value $0.001 (1,020,000 underlying)
  • Disposition to Issuer

    Common Stock

    2021-11-09$9.50/sh24,909$236,6360 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2021-11-09$6.15/sh25,000$153,7500 total
    Exercise: $3.35Exp: 2028-07-27Common Stock, par value $0.001 (25,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2021-11-09$7.33/sh400,000$2,932,0000 total
    Exercise: $2.17Exp: 2029-02-08Common Stock, par value $0.001 (400,000 underlying)
Footnotes (3)
  • [F1]Disposed pursuant to the acquisition by Sanofi of the entire issued share capital of Issuer on November 9, 2021 by means of a plan of merger (the "Merger").
  • [F2]In connection with the Merger, all unvested stock options ("Options") were accelerated to full vesting and cancelled in exchange for a payment equal to $9.50 with respect to each share of Common Stock subject to such Option
  • [F3]Represents the payment per share of Common Stock received in exchange for the cancellation of each Option.

Documents

1 file
  • 4
    tm2131118-5_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT