LASKY MITCHELL 4
4 · Confluent, Inc. · Filed Nov 16, 2021
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
SPURLOCK STEVEN M
10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-15$86.29/sh−246$21,227→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2021-11-15$85.24/sh−608$51,827→ 246 total(indirect: See footnote) - Other
Class A Common Stock
2021-11-12+892→ 213,731 total(indirect: See footnote)
Footnotes (5)
- [F1]Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
- [F2]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $84.95 to a high of $85.94 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F3]Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $85.95 to a high of $86.595, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- [F4]Shares held by Chetan Puttagunta.
- [F5]Shares held by Chetan Puttagunta's trust entity.