Winc, Inc.·4

Nov 17, 6:47 PM ET

Weng Xiangwei 4

4 · Winc, Inc. · Filed Nov 17, 2021

Insider Transaction Report

Form 4
Period: 2021-11-15
Transactions
  • Conversion

    Series B-1 Preferred Stock

    2021-11-15149,3790 total(indirect: See footnote)
    Common Stock (149,379 underlying)
  • Conversion

    Common Stock

    2021-11-15+429,390429,390 total(indirect: See footnote)
  • Conversion

    Common Stock

    2021-11-15+429,390429,390 total(indirect: See footnote)
  • Conversion

    Common Stock

    2021-11-15+149,379149,379 total(indirect: See footnote)
  • Conversion

    Series B Preferred Stock

    2021-11-15429,3900 total(indirect: See footnote)
    Common Stock (429,390 underlying)
  • Conversion

    Series B Preferred Stock

    2021-11-15429,3900 total(indirect: See footnote)
    Common Stock (429,390 underlying)
Footnotes (4)
  • [F1]Each share of Series B Preferred Stock and Series B-1 Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date.
  • [F2]Represents securities held of record by Dreamer Pathway Limited (BVI). The Reporting Person may be deemed to have voting and investment power with respect to the shares beneficially owned by Dreamer Pathway Limited (BVI).
  • [F3]Represents securities held of record by Shiningwine Limited (BVI). The Reporting Person may be deemed to have voting and dispositive power with respect to the shares beneficially owned by Shiningwine Limited (BVI).
  • [F4]Represents securities held of record by Dream Catcher Investments. The Reporting Person may be deemed to have voting and dispositive power with respect to the shares beneficially owned by Dream Catcher Investments.

Documents

1 file
  • 4
    tm2133334-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT