4//SEC Filing
Meline Susanne 4
Accession 0001104659-21-141383
CIK 0001434524other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 6:56 PM ET
Size
16.8 KB
Accession
0001104659-21-141383
Insider Transaction Report
Form 4
Meline Susanne
Director
Transactions
- Award
Restricted Stock Units
2021-11-16+14,531→ 14,531 total→ Common Stock (14,531 underlying)
Holdings
- 22,750
Option to Purchase Common Stock
Exercise: $0.49From: 2020-05-19Exp: 2030-05-19→ Common Stock (22,750 underlying) - 8,017
Restricted Stock Units
→ Common Stock (8,017 underlying) - 22,750
Option to Purchase Common Stock
Exercise: $2.38From: 2020-11-19Exp: 2030-11-18→ Common Stock (22,750 underlying) - 91,000
Option to Purchase Common Stock
Exercise: $1.00Exp: 2029-04-01→ Common Stock (91,000 underlying) - 8,017
Restricted Stock Units
→ Common Stock (8,017 underlying) - 22,750
Option to Purchase Common Stock
Exercise: $3.97From: 2021-04-01Exp: 2031-01-21→ Common Stock (22,750 underlying) - 22,750
Option to Purchase Common Stock
Exercise: $0.72From: 2020-04-01Exp: 2030-04-01→ Common Stock (22,750 underlying) - 22,750
Option to Purchase Common Stock
Exercise: $2.30From: 2020-08-18Exp: 2030-05-17→ Common Stock (22,750 underlying)
Footnotes (5)
- [F1]As compensation for services as a non-executive director during the quarter ending December 31, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
- [F2]The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service.
- [F3]As compensation for services as a non-executive director during the quarter ended September 30, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
- [F4]As compensation for services as a non-executive director during the quarter ended June 30, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
- [F5]The right to exercise the option and purchase the option shares vested in equal increments as follows: the right to purchase 22,750 shares vested on May 9, 2019 and the right to purchase the remaining 68,250 shares vested in equal increments on the last day of each calendar quarter during 2019.
Documents
Issuer
ClearSign Technologies Corp
CIK 0001434524
Entity typeother
Related Parties
1- filerCIK 0001731684
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 6:56 PM ET
- Size
- 16.8 KB