4//SEC Filing
Wilkes Thomas Clayton 4
Accession 0001104659-21-141924
CIK 0001818874other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:36 PM ET
Size
5.9 KB
Accession
0001104659-21-141924
Insider Transaction Report
Form 4
Wilkes Thomas Clayton
DirectorVice Chairman - Galileo
Transactions
- Sale
Common Stock
2021-11-18$21.60/sh−10,076,668$217,656,029→ 42,645,574 total(indirect: See Footnote)
Footnotes (2)
- [F1]Represents shares sold in connection with a registered offering and sale of the Issuer's common stock pursuant to a prospectus supplement, dated November 15, 2021, to the prospectus dated June 24, 2021 (File No. 333-257092).
- [F2]Consists of (i) 35,277,090 shares held of record by Red Crow Capital, LLC, (ii) 800,661 shares held by the reporting person, (iii) 67,823 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares, (iv) 4,000,000 shares held of record by the 2021 Wilkes Grantor Retained Annuity Trust No. 1, (v) 2,000,000 shares held of record by the 2021 Wilkes Grantor Retained Annuity Trust No. 2, and (v) 500,000 shares held of record by the 2021 Wilkes Grantor Retained Annuity Trust No. 3. The reporting person serves as the Manager of Red Crow Capital, LLC and is the sole grantor, trustee and current beneficiary of each of the 2021 Wilkes Grantor Retained Annuity Trust No. 1, 2021 Wilkes Grantor Retained Annuity Trust No. 2, and 2021 Wilkes Grantor Retained Annuity Trust No. 3.
Documents
Issuer
SoFi Technologies, Inc.
CIK 0001818874
Entity typeother
Related Parties
1- filerCIK 0001864754
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 4:36 PM ET
- Size
- 5.9 KB