4/A//SEC Filing
CapitalG II GP LLC 4/A
Accession 0001104659-21-143237
CIK 0001544522other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 9:53 PM ET
Size
29.7 KB
Accession
0001104659-21-143237
Insider Transaction Report
Form 4/AAmended
Freshworks Inc.FRSH
CapitalG 2014 LP
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-11-15+1,995,035→ 1,995,035 total(indirect: See footnotes) - Conversion
Class A Common Stock
2021-11-15+2,152,069→ 2,152,069 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-11-15−2,152,069→ 5,264,086 total(indirect: See footnotes)→ Class A Common Stock (2,152,069 underlying) - Conversion
Class B Common Stock
2021-11-15−1,995,035→ 0 total(indirect: See footnotes)→ Class A Common Stock (1,995,035 underlying)
CapitalG 2013 GP LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-11-15+1,995,035→ 1,995,035 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-11-15−1,995,035→ 0 total(indirect: See footnotes)→ Class A Common Stock (1,995,035 underlying) - Conversion
Class B Common Stock
2021-11-15−2,152,069→ 5,264,086 total(indirect: See footnotes)→ Class A Common Stock (2,152,069 underlying) - Conversion
Class A Common Stock
2021-11-15+2,152,069→ 2,152,069 total(indirect: See footnotes)
CapitalG LP
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-11-15+2,152,069→ 2,152,069 total(indirect: See footnotes) - Conversion
Class A Common Stock
2021-11-15+1,995,035→ 1,995,035 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-11-15−2,152,069→ 5,264,086 total(indirect: See footnotes)→ Class A Common Stock (2,152,069 underlying) - Conversion
Class B Common Stock
2021-11-15−1,995,035→ 0 total(indirect: See footnotes)→ Class A Common Stock (1,995,035 underlying)
CapitalG 2014 GP LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-11-15+1,995,035→ 1,995,035 total(indirect: See footnotes) - Conversion
Class A Common Stock
2021-11-15+2,152,069→ 2,152,069 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-11-15−1,995,035→ 0 total(indirect: See footnotes)→ Class A Common Stock (1,995,035 underlying) - Conversion
Class B Common Stock
2021-11-15−2,152,069→ 5,264,086 total(indirect: See footnotes)→ Class A Common Stock (2,152,069 underlying)
CapitalG GP LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-11-15+2,152,069→ 2,152,069 total(indirect: See footnotes) - Conversion
Class A Common Stock
2021-11-15+1,995,035→ 1,995,035 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-11-15−1,995,035→ 0 total(indirect: See footnotes)→ Class A Common Stock (1,995,035 underlying) - Conversion
Class B Common Stock
2021-11-15−2,152,069→ 5,264,086 total(indirect: See footnotes)→ Class A Common Stock (2,152,069 underlying)
CapitalG II GP LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-11-15+1,995,035→ 1,995,035 total(indirect: See footnotes) - Conversion
Class A Common Stock
2021-11-15+2,152,069→ 2,152,069 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-11-15−2,152,069→ 5,264,086 total(indirect: See footnotes)→ Class A Common Stock (2,152,069 underlying) - Conversion
Class B Common Stock
2021-11-15−1,995,035→ 0 total(indirect: See footnotes)→ Class A Common Stock (1,995,035 underlying)
Alphabet Holdings LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-11-15+1,995,035→ 1,995,035 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-11-15−2,152,069→ 5,264,086 total(indirect: See footnotes)→ Class A Common Stock (2,152,069 underlying) - Conversion
Class B Common Stock
2021-11-15−1,995,035→ 0 total(indirect: See footnotes)→ Class A Common Stock (1,995,035 underlying) - Conversion
Class A Common Stock
2021-11-15+2,152,069→ 2,152,069 total(indirect: See footnotes)
Alphabet Inc.
Director
Transactions
- Conversion
Class B Common Stock
2021-11-15−2,152,069→ 5,264,086 total(indirect: See footnotes)→ Class A Common Stock (2,152,069 underlying) - Conversion
Class A Common Stock
2021-11-15+2,152,069→ 2,152,069 total(indirect: See footnotes) - Conversion
Class A Common Stock
2021-11-15+1,995,035→ 1,995,035 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-11-15−1,995,035→ 0 total(indirect: See footnotes)→ Class A Common Stock (1,995,035 underlying)
CapitalG 2013 LP
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-11-15+1,995,035→ 1,995,035 total(indirect: See footnotes) - Conversion
Class A Common Stock
2021-11-15+2,152,069→ 2,152,069 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-11-15−1,995,035→ 0 total(indirect: See footnotes)→ Class A Common Stock (1,995,035 underlying) - Conversion
Class B Common Stock
2021-11-15−2,152,069→ 5,264,086 total(indirect: See footnotes)→ Class A Common Stock (2,152,069 underlying)
CapitalG II LP
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-11-15+1,995,035→ 1,995,035 total(indirect: See footnotes) - Conversion
Class A Common Stock
2021-11-15+2,152,069→ 2,152,069 total(indirect: See footnotes) - Conversion
Class B Common Stock
2021-11-15−1,995,035→ 0 total(indirect: See footnotes)→ Class A Common Stock (1,995,035 underlying) - Conversion
Class B Common Stock
2021-11-15−2,152,069→ 5,264,086 total(indirect: See footnotes)→ Class A Common Stock (2,152,069 underlying)
Footnotes (6)
- [F1]Pursuant to the Issuer's amended and restated certificate of incorporation, shares of Class B Common Stock automatically converted into an equal number of shares of Class A Common Stock upon the election of the holder.
- [F2]Each of CapitalG 2014 LP, CapitalG 2013 LP, CapitalG II LP, CapitalG LP, CapitalG 2014 GP LLC, CapitalG 2013 GP LLC, CapitalG GP LLC, CapitalG II GP LLC, Alphabet Holdings LLC, XXVI Holdings Inc. and Alphabet Inc. disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
- [F3]Shares held by CapitalG LP. Shares held by CapitalG LP. CapitalG GP LLC, the general partner of CapitalG LP, Alphabet Holdings LLC, the managing member of CapitalG GP LLC, XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the controlling stockholder of XXVI Holdings Inc., may each be deemed to have sole voting and dispositive power with respect to the shares held directly by CapitalG LP.
- [F4]On November 15, 2021, the Reporting Persons filed a Form 4 which inadvertently omitted to report that on November 15, 2021, (i) CapitalG LP elected to convert 1,995,035 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and (ii) CapitalG 2014 LP elected to convert 2,152,069 shares of Class B Common Stock into an equal number of shares of Class A Common Stock. Certain of the shares of Class A Common Stock held by CapitalG LP and CapitalG 2014 LP following such conversion were subsequently sold in transactions reported on a Form 4 filed by the Reporting Persons on November 18, 2021, which form inadvertently reported such sales as having resulted in the conversion of shares of Class B Common Stock held by CapitalG LP and GapitalG 2014 LP.
- [F5]Shares held by CapitalG 2013 LP. CapitalG 2013 GP LLC, the general partner of CapitalG 2013 LP, Alphabet Holdings LLC, the managing member of CapitalG 2013 GP LLC, XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the controlling stockholder of XXVI Holdings Inc., may each be deemed to have sole voting and dispositive power with respect to the shares held directly by CapitalG 2013 LP.
- [F6]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Documents
Issuer
Freshworks Inc.
CIK 0001544522
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001779462
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 9:53 PM ET
- Size
- 29.7 KB