4//SEC Filing
Lamstein Joshua R 4
Accession 0001104659-21-144009
CIK 0001772028other
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 5:01 PM ET
Size
5.9 KB
Accession
0001104659-21-144009
Insider Transaction Report
Form 4
Lamstein Joshua R
DirectorChairman
Transactions
- Other
W Warrants
2021-11-23−3,000,000→ 0 total(indirect: By LLC)Exercise: $4.00From: 2021-10-01Exp: 2026-09-30→ B Unit (3,000,000 underlying)
Footnotes (1)
- [F1]The Reporting Person is a member and co-manager of HCFP/Capital Partners 18B-2 LLC ("HCFP 18B-2"). On November 23, 2021, HCFP 18B-2, pursuant to a Warrant Contribution Agreement by and between the Issuer and HCFP 18B-2, agreed to contribute its 3,000,000 W Warrants back to the Company in exchange for the Company cancelling a $1.5 million contingent promissory note, including any and all interest, owed by HCFP 18B-2 to the Company.
Documents
Issuer
Scopus BioPharma Inc.
CIK 0001772028
Entity typeother
Related Parties
1- filerCIK 0001665280
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 5:01 PM ET
- Size
- 5.9 KB