|4Nov 26, 5:01 PM ET

Greenspan Ira Scott 4

4 · Scopus BioPharma Inc. · Filed Nov 26, 2021

Insider Transaction Report

Form 4
Period: 2021-11-23
Transactions
  • Other

    W Warrants

    2021-11-233,000,0000 total(indirect: By LLC)
    Exercise: $4.00From: 2021-10-01Exp: 2026-09-30B Unit (3,000,000 underlying)
Footnotes (1)
  • [F1]The Reporting Person is a member and co-manager of HCFP/Capital Partners 18B-2 LLC ("HCFP 18B-2"). On November 23, 2021, HCFP 18B-2, pursuant to a Warrant Contribution Agreement by and between the Issuer and HCFP 18B-2, agreed to contribute its 3,000,000 W Warrants back to the Company in exchange for the Company cancelling a $1.5 million contingent promissory note, including any and all interest, owed by HCFP 18B-2 to the Company.

Documents

1 file
  • 4
    tm2133885-2_4.xmlPrimary

    FORM 4