4//SEC Filing
Palm Global Small Cap Master Fund LP 4
Accession 0001104659-21-145546
CIK 0001467761other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 5:21 PM ET
Size
18.2 KB
Accession
0001104659-21-145546
Insider Transaction Report
Form 4
MINIM, INC.MINM
Palm Management (US) LLC
Director
Transactions
- Purchase
Common Stock
2021-11-30$1.27/sh+17,818$22,625→ 1,284,958 total(indirect: By Palm Global Small Cap Master Fund LP) - Purchase
Common Stock
2021-12-01$1.30/sh+1,531$1,991→ 1,286,489 total(indirect: By Palm Global Small Cap Master Fund LP) - Purchase
Common Stock
2021-11-29$1.38/sh+500$690→ 1,267,140 total(indirect: By Palm Global Small Cap Master Fund LP)
Holdings
- 15,000
Stock Option (right to buy)
Exercise: $2.03From: 2020-07-09Exp: 2023-07-09→ Common Stock (15,000 underlying) - 7,286
Common Stock
- 7,500
Stock Option (right to buy)
Exercise: $2.04From: 2020-07-13Exp: 2023-07-13→ Common Stock (7,500 underlying)
Transactions
- Purchase
Common Stock
2021-11-30$1.27/sh+17,818$22,625→ 1,284,958 total(indirect: By Palm Global Small Cap Master Fund LP) - Purchase
Common Stock
2021-12-01$1.30/sh+1,531$1,991→ 1,286,489 total(indirect: By Palm Global Small Cap Master Fund LP) - Purchase
Common Stock
2021-11-29$1.38/sh+500$690→ 1,267,140 total(indirect: By Palm Global Small Cap Master Fund LP)
Holdings
- 15,000
Stock Option (right to buy)
Exercise: $2.03From: 2020-07-09Exp: 2023-07-09→ Common Stock (15,000 underlying) - 7,500
Stock Option (right to buy)
Exercise: $2.04From: 2020-07-13Exp: 2023-07-13→ Common Stock (7,500 underlying) - 7,286
Common Stock
Palmer Bradley C
Director
Transactions
- Purchase
Common Stock
2021-12-01$1.30/sh+1,531$1,991→ 1,286,489 total(indirect: By Palm Global Small Cap Master Fund LP) - Purchase
Common Stock
2021-11-29$1.38/sh+500$690→ 1,267,140 total(indirect: By Palm Global Small Cap Master Fund LP) - Purchase
Common Stock
2021-11-30$1.27/sh+17,818$22,625→ 1,284,958 total(indirect: By Palm Global Small Cap Master Fund LP)
Holdings
- 15,000
Stock Option (right to buy)
Exercise: $2.03From: 2020-07-09Exp: 2023-07-09→ Common Stock (15,000 underlying) - 7,500
Stock Option (right to buy)
Exercise: $2.04From: 2020-07-13Exp: 2023-07-13→ Common Stock (7,500 underlying) - 7,286
Common Stock
Horowitz Joshua
Director
Transactions
- Purchase
Common Stock
2021-11-29$1.38/sh+500$690→ 1,267,140 total(indirect: By Palm Global Small Cap Master Fund LP) - Purchase
Common Stock
2021-11-30$1.27/sh+17,818$22,625→ 1,284,958 total(indirect: By Palm Global Small Cap Master Fund LP) - Purchase
Common Stock
2021-12-01$1.30/sh+1,531$1,991→ 1,286,489 total(indirect: By Palm Global Small Cap Master Fund LP)
Holdings
- 15,000
Stock Option (right to buy)
Exercise: $2.03From: 2020-07-09Exp: 2023-07-09→ Common Stock (15,000 underlying) - 7,500
Stock Option (right to buy)
Exercise: $2.04From: 2020-07-13Exp: 2023-07-13→ Common Stock (7,500 underlying) - 7,286
Common Stock
Footnotes (5)
- [F1]The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
- [F2]Fully exercisable as of the grant date, July 9, 2020.
- [F3]Fully exercisable as of the grant date, July 13, 2020.
- [F4]The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.26 to $1.28 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- [F5]The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.28 to $1.32 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Documents
Issuer
MINIM, INC.
CIK 0001467761
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001726444
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 5:21 PM ET
- Size
- 18.2 KB