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4//SEC Filing

HERBERT TERESA A 4

Accession 0001104659-21-147288

CIK 0000701869other

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 5:25 PM ET

Size

19.4 KB

Accession

0001104659-21-147288

Insider Transaction Report

Form 4
Period: 2021-12-05
HERBERT TERESA A
SVP and CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2021-12-05$37.38/sh+31,534$1,178,741127,310 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2021-12-0527,5000 total
    Exercise: $27.65Exp: 2022-11-16Common Stock (27,500 underlying)
  • Tax Payment

    Common Stock

    2021-12-05$56.63/sh17,839$1,010,22395,776 total
  • Exercise/Conversion

    Stock Appreciation Right

    2021-12-0511,0000 total
    Exercise: $27.65Exp: 2022-11-16Common Stock (11,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2021-12-0531,5340 total
    Exercise: $37.38Exp: 2022-07-04Common Stock (31,534 underlying)
  • Exercise/Conversion

    Common Stock

    2021-12-05$27.65/sh+27,500$760,375113,615 total
  • Exercise/Conversion

    Common Stock

    2021-12-05$27.65/sh+11,000$304,150114,134 total
  • Tax Payment

    Common Stock

    2021-12-05$56.63/sh24,176$1,369,087103,134 total
  • Disposition to Issuer

    Common Stock

    2021-12-05$56.63/sh11,000$622,930103,134 total
Footnotes (3)
  • [F1]Represents a "net exercise"of stock option. The reporting person received 9,661 shares of common stock on net exercise option to purchase 27,500 shares of common stock. The Comapny withheld 17,839 shares of common stock underlying the option for payment of the exercise price and applicable taxes, based on the closing stock price on December 3, 2021 of $56.63.
  • [F2]Vests in three equal annual installments beginning on the one-year anniversary of the grant date.
  • [F3]Represents a "net exercise" of stock option. The reporting person received 7,358 shares of common stock on net exercise option to purchase 31,534 shares of common stock. The Company withheld 24,176 shares of common stock underlying the option for payment of the exercise price and applicable taxes based on the closing stock price onDecember 3, 2021 of $56.63.

Issuer

INDEPENDENCE HOLDING CO

CIK 0000701869

Entity typeother

Related Parties

1
  • filerCIK 0001213778

Filing Metadata

Form type
4
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 5:25 PM ET
Size
19.4 KB