4//SEC Filing
Campbell Douglas M 4
Accession 0001104659-21-147772
CIK 0001844862other
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 7:54 PM ET
Size
11.0 KB
Accession
0001104659-21-147772
Insider Transaction Report
Form 4
Campbell Douglas M
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2021-12-08+6,682,160→ 6,682,160 total - Award
Stock Option (Right to Buy)
2021-12-08+477,296→ 5,568,465 totalExercise: $5.02Exp: 2031-08-03→ Common Stock (477,296 underlying) - Award
Stock Option (Right to Buy)
2021-12-08+5,091,169→ 5,091,169 totalExercise: $0.04From: 2021-12-08Exp: 2022-02-01→ Common Stock (5,091,169 underlying)
Footnotes (4)
- [F1]Reflects shares of Common Stock, par value $0.0001, of the Issuer acquired upon the completion of the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each share of Solid Power common stock issued and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive the number of shares of Common Stock of the Issuer equal to an exchange ratio calculated at closing (the "Exchange Ratio").
- [F2]In connection with the Merger, at the Effective Time, each share of Solid Power common stock issued and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive the number of shares of Common Stock of the Issuer equal to the Exchange Ratio.
- [F3]At the Effective Time, each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio.
- [F4]25% of the shares issuable upon exercise of the option will vest on August 3, 2022, and 1/36 of the remaining shares issuable upon exercise of the option will vest monthly thereafter.
Documents
Issuer
Decarbonization Plus Acquisition Corp III
CIK 0001844862
Entity typeother
Related Parties
1- filerCIK 0001879903
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 7:54 PM ET
- Size
- 11.0 KB