Heavener Micah 4
4 · SoFi Technologies, Inc. · Filed Dec 16, 2021
Insider Transaction Report
Form 4
Heavener Micah
Head of Operations
Transactions
- Exercise/Conversion
Restricted Stock Unit
2021-12-14−33,364→ 267,346 total→ Common Stock (33,364 underlying) - Tax Payment
Common Stock
2021-12-14$14.48/sh−14,034$203,212→ 130,307 total - Exercise/Conversion
Common Stock
2021-12-14+33,364→ 144,341 total
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.