Ronen Assaf 4
4 · SoFi Technologies, Inc. · Filed Dec 16, 2021
Insider Transaction Report
Form 4
Ronen Assaf
Chief Product Officer
Transactions
- Exercise/Conversion
Common Stock
2021-12-14+84,144→ 559,510 total - Exercise/Conversion
Restricted Stock Unit
2021-12-14−84,144→ 575,867 total→ Common Stock (84,144 underlying) - Tax Payment
Common Stock
2021-12-14$14.48/sh−35,391$512,462→ 524,119 total
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.