ROC Energy Acquisition Corp.·4

Dec 16, 7:38 PM ET

ROC Energy Holdings, LLC 4

4 · ROC Energy Acquisition Corp. · Filed Dec 16, 2021

Insider Transaction Report

Form 4
Period: 2021-12-09
Transactions
  • Purchase

    Common Stock

    2021-12-09$10.00/sh+81,000$810,0005,971,000 total
Footnotes (2)
  • [F1]Consists of 81,000 placement units purchased by ROC Energy Holdings, LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer in connection with the full exercise of the over-allotment. Each such unit consists of one share of Common Stock and one right to receive one-tenth (1/10) of one share of Common Stock.
  • [F2]Sponsor is the record holder of the securities reported herein. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of the Sponsor. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.

Documents

1 file
  • 4
    tm2135678-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT