4//SEC Filing
Potti Manish 4
Accession 0001104659-21-151344
CIK 0001372299other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 9:24 PM ET
Size
14.4 KB
Accession
0001104659-21-151344
Insider Transaction Report
Form 4
Ocugen, Inc.OCGN
Potti Manish
Director
Transactions
- Exercise/Conversion
Common Stock
2021-12-16$0.51/sh+13,500$6,885→ 13,500 total - Exercise/Conversion
Common Stock
2021-12-16$1.83/sh+31,500$57,645→ 45,000 total - Exercise/Conversion
Option (Right to Buy)
2021-12-16+31,500→ 87,500 totalExercise: $1.83Exp: 2031-01-01→ Common Stock (31,500 underlying) - Award
Option (Right to Buy)
2021-12-16+16,335→ 16,335 totalExercise: $5.02Exp: 2031-12-16→ Common Stock (16,335 underlying) - Exercise/Conversion
Option (Right to Buy)
2021-12-16+13,500→ 19,500 totalExercise: $0.51Exp: 2030-01-02→ Common Stock (13,500 underlying)
Holdings
- 27,695(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]The Reporting Person is a managing member of Scotland Parkway LLC and has voting and investment power over securities held by Scotland Parkway LLC.
- [F2]The option vests monthly in equal installments over three years commencing on January 16, 2022, subject to continued service with Ocugen, Inc. (the "Company") on the applicable vesting dates.
- [F3]The shares underlying the option exercised in this transaction were fully vested and exercisable. The remainder of the shares underlying the option shall continue to vest and become exercisable ratably on a monthly basis on the second day of each month through January 2, 2023, subject to the Reporting Person's continued service with the Company through each such date.
- [F4]The shares underlying the option exercised in this transaction were fully vested and exercisable. The remainder of the shares underlying the option shall continue to vest and become exercisable ratably on a monthly basis on the first day of each month through January 1, 2024, subject to the Reporting Person's continued service with the Company through each such date.
Documents
Issuer
Ocugen, Inc.
CIK 0001372299
Entity typeother
Related Parties
1- filerCIK 0001797537
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 9:24 PM ET
- Size
- 14.4 KB