4//SEC Filing
Brafman Lester Raymond 4
Accession 0001104659-21-151788
CIK 0001270436other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 5:20 PM ET
Size
7.2 KB
Accession
0001104659-21-151788
Insider Transaction Report
Form 4
Cohen & Co Inc.COHN
Brafman Lester Raymond
President
Transactions
- Award
Cohen & Company, LLC Membership Units
2021-12-20+211,000→ 2,211,000 total→ Common Stock, par value $0.01 per share (21,100 underlying)
Holdings
- 315,702
Common Stock, par value $0.01 per share
Footnotes (1)
- [F1]Mr. Brafman was awarded 211,000 membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Company Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan, as amended. Ten of the 211,000 Units were unrestricted as of the date of the grant and the remaining 210,990 of the Units were restricted Units. The restrictions expire with respect to one-third of such Units on each of January 31, 2023, January 31, 2024 and January 31, 2025. Following the date of the grant with respect to the ten unrestricted Units and, following the expiration of the applicable restrictions on the remaining 210,990 Units granted to Mr. Brafman, he may cause the Operating LLC to redeem such Units at any time for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units.
Documents
Issuer
Cohen & Co Inc.
CIK 0001270436
Entity typeother
Related Parties
1- filerCIK 0001578554
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 5:20 PM ET
- Size
- 7.2 KB