Home/Filings/4/0001104659-21-152657
4//SEC Filing

Green Allison 4

Accession 0001104659-21-152657

CIK 0001509470other

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 4:34 PM ET

Size

6.0 KB

Accession

0001104659-21-152657

Insider Transaction Report

Form 4
Period: 2021-12-22
Green Allison
See Remarks
Transactions
  • Purchase

    Common Stock

    2021-12-22$12.76/sh+5,860$74,77465,257 total
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $12.70 to $12.78 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company") or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F2]This total includes (i) 28,523 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on February 10, 2022, 1/3 vests on February 10, 2023 and 1/3 vests on February 10, 2024, and (ii) 11,097 shares of the Company's common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedule as such restricted shares.

Issuer

SURO CAPITAL CORP.

CIK 0001509470

Entity typeother

Related Parties

1
  • filerCIK 0001742297

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 4:34 PM ET
Size
6.0 KB