Home/Filings/4/0001104659-22-003244

4//SEC Filing

Athene Annuity & Life Co 4

Accession 0001104659-22-003244

CIK 0001678124investment

View on SEC.gov Company Profile

Filed

Jan 10, 7:00 PM ET

Accepted

Jan 11, 5:26 PM ET

Size

81.7 KB

Accession

0001104659-22-003244

Insider Transaction Report

Form 4

Period: 2022-01-06

CION Ares Diversified Credit FundCADEX

Aviva Life & Annuity Co

10% Owner

Transactions

Award
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06$25.00/sh+800,000$20,000,000→ 800,000 total(indirect: See footnote)

Athene Asset Management LLC

10% Owner

Transactions

Award
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06$25.00/sh+800,000$20,000,000→ 800,000 total(indirect: See footnote)

Apollo Management Holdings GP, LLC

10% Owner

Transactions

Award
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06$25.00/sh+800,000$20,000,000→ 800,000 total(indirect: See footnote)

Apollo Life Asset L.P.

10% Owner

Transactions

Award
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06$25.00/sh+800,000$20,000,000→ 800,000 total(indirect: See footnote)

Apollo Capital Management, L.P.

10% Owner

Transactions

Award
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06$25.00/sh+800,000$20,000,000→ 800,000 total(indirect: See footnote)

Apollo Capital Management GP, LLC

10% Owner

Transactions

Award
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06$25.00/sh+800,000$20,000,000→ 800,000 total(indirect: See footnote)

Athene Holding Ltd

10% Owner

Transactions

Award
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06$25.00/sh+800,000$20,000,000→ 800,000 total(indirect: See footnote)

AISG GP Ltd.

10% Owner

Transactions

Award
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06$25.00/sh+800,000$20,000,000→ 800,000 total(indirect: See footnote)

Apollo Life Asset GP, LLC

10% Owner

Transactions

Award
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06$25.00/sh+800,000$20,000,000→ 800,000 total(indirect: See footnote)

Apollo Management Holdings, L.P.

10% Owner

Transactions

Award
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06$25.00/sh+800,000$20,000,000→ 800,000 total(indirect: See footnote)

Footnotes (1)

[F1]See Exhibit 99.1.

Documents

3 files

Issuer

CION Ares Diversified Credit Fund

CIK 0001678124

→

Entity typeinvestment

IncorporatedIA

Related Parties

filerCIK 0000837332

Filing Metadata

Form type: 4
Filed: Jan 10, 7:00 PM ET
Accepted: Jan 11, 5:26 PM ET
Size: 81.7 KB

View on SEC.gov