Home/Filings/3/0001104659-22-006342
3//SEC Filing

HPSO SPV Ltd 3

Accession 0001104659-22-006342

CIK 0001805087other

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 11:52 AM ET

Size

5.9 KB

Accession

0001104659-22-006342

Insider Transaction Report

Form 3
Period: 2022-01-13
HPSO SPV Ltd
10% Owner
Holdings
  • Common Stock

    12,181,993
  • Right to Acquire Earnout Shares

    Exp: 2027-01-13Common Stock (4,001,505 underlying)
Footnotes (1)
  • [F1]The Reporting Person holds a right to acquire up to 4,001,505 shares of Common Stock (the "Earnout Shares"). The Earnout Shares shall vest and be released upon the satisfaction, at any time prior to January 13, 2027, of certain share price vesting conditions as follows: (i) if the volume-weighted average price ("VWAP") of the Common Stock equals or exceeds $12.50 per share for any 20 trading days within a 30-trading day period, one-third ( 1/3) of the Earnout Shares shall vest; (ii) if the VWAP of the Common Stock equals or exceeds $15.00 per share for any 20 trading days within a 30-trading day period, an additional one-third ( 1/3) of the Earnout Shares shall vest; and (iii) if the VWAP of the Common Stock equals or exceeds $17.50 per share for any 20 trading days within a 30-trading day period, the final one-third ( 1/3) of the Earnout Shares shall vest.

Issuer

GELESIS HOLDINGS, INC.

CIK 0001805087

Entity typeother
IncorporatedGuernsey

Related Parties

1
  • filerCIK 0001902646

Filing Metadata

Form type
3
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 11:52 AM ET
Size
5.9 KB