OCULAR THERAPEUTIX, INC·4

Feb 7, 7:33 PM ET

Strassburger Philip C. 4

4 · OCULAR THERAPEUTIX, INC · Filed Feb 7, 2022

Insider Transaction Report

Form 4
Period: 2022-02-03
Strassburger Philip C.
General Counsel
Transactions
  • Award

    Stock Option (Right to Buy)

    2022-02-03+150,000150,000 total
    Exercise: $5.27Exp: 2032-02-02Common Stock (150,000 underlying)
  • Award

    Common Stock

    2022-02-03+50,00051,810 total
Footnotes (3)
  • [F1]On February 3, 2022, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service to the Company, the RSUs will vest over three years, with 1/3 of the shares underlying the RSUs vesting on the one-year anniversary of the date of grant and an additional 1/3 of the shares underlying the RSUs vesting at the end of each successive one-year period thereafter.
  • [F2]Includes (i) 50,000 shares of common stock of the Company underlying unvested RSUs and (ii) 1,810 shares of the Company's common stock acquired under the 2014 Ocular Therapuetix, Inc. Employee Stock Purchase Plan on December 31, 2021.
  • [F3]Vests over four years, vesting 1/48 monthly beginning on the one-month anniversary of the date of grant.

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