5//SEC Filing
SAFRA EDMOND 5
Accession 0001104659-22-022832
CIK 0001828937other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:15 PM ET
Size
8.7 KB
Accession
0001104659-22-022832
Insider Transaction Report
Form 5
SAFRA EDMOND
10% Owner
Transactions
- Purchase
Class A Common Stock
2021-12-20$3.90/sh+256,000$999,424→ 3,606,000 total(indirect: See footnote) - Sale
Class A Common Stock
2021-12-21$3.89/sh−8,185$31,856→ 3,597,815 total(indirect: See footnote)
Holdings
- 3,614,000(indirect: See footnote)
Class A Common Stock
Footnotes (2)
- [F1]The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F2]Excludes 4,258,500 unvested shares issued in the name of the Replay Sponsor, LLC ("Sponsor") that are subject to vesting and forfeiture. The 4,258,500 unvested shares are not entitled to receive any dividends or other distributions, do not have any other economic rights until such shares are vested, and will not be entitled to receive back dividends or other distributions or any other form of economic "catch-up" once they become vested. Additionally, for so long as they remain unvested, such shares are subject to restrictions on transfer and holders of unvested shares have no discretion in how such shares are voted. The securities are held directly by the Sponsor and indirectly by Edmond Safra and Gregorio Werthein as managers of the Sponsor. Each of Messrs. Safra and Werthein disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Documents
Issuer
Finance of America Companies Inc.
CIK 0001828937
Entity typeother
Related Parties
1- filerCIK 0001771845
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 4:15 PM ET
- Size
- 8.7 KB