LOTT RONALD M. 5
5 · SURO CAPITAL CORP. · Filed Feb 14, 2022
Insider Transaction Report
Form 5
LOTT RONALD M.
Director
Transactions
- Sale
Common Stock
2021-04-08$14.87/sh−50$744→ 5,564 total - Sale
Common Stock
2021-11-05$15.45/sh−7,556$116,725→ 5,564 total
Footnotes (2)
- [F1]The reporting person is hereby disclosing a delinquent Form 4 transaction.
- [F2]Total as of SuRo Capital Corp.'s (the "Company") fiscal year ended December 31, 2021; includes (1) 3,770 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (A) first anniversary of the award date (with such first anniversary being July 9, 2022) and (B) date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date (the "Vesting Schedule), (2) 1,282 shares of the Company's common stock received in connection with dividends on such 3,770 restricted shares, which are also restricted and subject to the Vesting Schedule, and (3) unrestricted shares of the Company's common stock received in connection with dividends.