Green Allison 4
4 · SURO CAPITAL CORP. · Filed Feb 14, 2022
Insider Transaction Report
Form 4
Green Allison
See Remarks
Transactions
- Award
Common Stock
2022-02-09+49,036→ 123,164 total - Tax Payment
Common Stock
2022-02-10$11.88/sh−8,287$98,450→ 114,877 total
Footnotes (4)
- [F1]Transaction reported late due to administrative delay.
- [F2]Restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on February 9, 2023, 1/3 vests on February 9, 2024 and 1/3 vests on February 9, 2025.
- [F3]This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 201 and February 9, 2022, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.
- [F4]Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 10, 2022. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.