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4//SEC Filing

GRABER LARRY 4

Accession 0001104659-22-024146

CIK 0000701869other

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 10:14 AM ET

Size

11.8 KB

Accession

0001104659-22-024146

Insider Transaction Report

Form 4
Period: 2022-02-15
GRABER LARRY
SVP - Life and Annuities
Transactions
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2022-02-1527,5000 total
    Exercise: $27.65Exp: 2022-11-16Common Stock (27,500 underlying)
  • Disposition to Issuer

    Stock Appreciation Right (Common Stock)

    2022-02-1511,0000 total
    Exercise: $27.65Exp: 2022-11-16Common Stock (11,000 underlying)
  • Disposition to Issuer

    Common Stock, $1.00 par value per share

    2022-02-15$57.00/sh59,280$3,378,9600 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2022-02-1527,5000 total
    Exercise: $37.38Exp: 2022-07-04Common Stock (27,500 underlying)
Footnotes (4)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, by and among Independence Holding Company, Geneve Holdings, Inc. and Geneve Acquisition Corp. dated November 9, 2021 (the "Merger Agreement"), on the effective date of the merger.
  • [F2]Provides for vesting in equal 1/3 installements on each of the first three annual anniversaries of the grant/transaction date.
  • [F3]On the effective date of the merger, all outstanding stock options, whether vested or not then vested, were cancelled, extinguished and converted into the right to recceive the excess of (x) the $57.00 merger consideration over (y) the exercise price linked to such stock option pursuant to the Merger Agreement.
  • [F4]On the effective date of the merger, all outstanding stock appreciation rights (SARs), were cancelled, extinguished and converted into the right to recceive the excess of (x) the $57.00 merger consideration over (y) the exercise price linked to such SAR pursuant to the Merger Agreement.

Issuer

INDEPENDENCE HOLDING CO

CIK 0000701869

Entity typeother

Related Parties

1
  • filerCIK 0001213777

Filing Metadata

Form type
4
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 10:14 AM ET
Size
11.8 KB