Heavener Micah 4
4 · SoFi Technologies, Inc. · Filed Mar 18, 2022
Insider Transaction Report
Form 4
Heavener Micah
Head of Operations
Transactions
- Sale
Common Stock
2022-03-17$8.01/sh−5,000$40,046→ 147,255 total - Exercise/Conversion
Restricted Stock Unit
2022-03-16−33,361→ 233,985 total→ Common Stock (33,361 underlying) - Exercise/Conversion
Common Stock
2022-03-16+33,361→ 166,668 total - Tax Payment
Common Stock
2022-03-16$8.59/sh−14,413$123,808→ 152,255 total
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.