|4May 13, 5:02 PM ET

Lee Aerospace, Inc. 4

4 · Alfi, Inc. · Filed May 13, 2022

Insider Transaction Report

Form 4
Period: 2022-04-12
Transactions
  • Award

    Warrant (Right to buy)

    2022-04-12+1,250,0001,250,000 total
    Exercise: $1.51From: 2022-07-12Exp: 2025-04-12Common Stock (1,250,000 underlying)
Footnotes (2)
  • [F1]The warrant was issued to Lee Aerospace, Inc. pursuant to, and in connection with, the Credit and Security Agreement between Alfi, Inc. (as borrower) and Lee Aerospace, Inc. (as lender), dated April 12, 2022.
  • [F2]The warrant was issued to, and is held directly by, Lee Aerospace, Inc. James Lee, a director of Alfi, Inc., may be deemed to beneficially own securities held by Lee Aerospace, Inc. by virtue of his control over Lee Aerospace, Inc. Mr. Lee disclaims beneficial ownership of the Alfi, Inc. securities held by Lee Aerospace, Inc. other than to the extent of his pecuniary interest in such securities.

Documents

1 file
  • 4
    tm2215295d2_4.xmlPrimary

    OWNERSHIP DOCUMENT