CarLotz, Inc.·4

May 18, 4:11 PM ET

Kovshilovsky Eugene 4

4 · CarLotz, Inc. · Filed May 18, 2022

Insider Transaction Report

Form 4
Period: 2022-05-16
Kovshilovsky Eugene
Chief Technology Officer
Transactions
  • Award

    Restricted Stock Units

    2022-05-16+600,000600,000 total
    Class A Common Stock (600,000 underlying)
  • Award

    Restricted Stock Units

    2022-05-16+500,000500,000 total
    Class A Common Stock (500,000 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit is convertible into a share of Class A common stock on a 1-for-1 basis.
  • [F2]These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-fourth of these restricted stock units vest on April 17, 2023, one-fourth of these restricted stock units vest on April 17, 2024, one-fourth of these restricted stock units vest on April 17, 2025 and one-fourth of these restricted stock units vest on April 17, 2026, assuming continued employment through the applicable vesting date.
  • [F3]These restricted stock units will vest if the following provisions are met: (i) one-third of the shares will vest on the first day the Issuer's stock achieves a 20-trading day volume-weighted average price of $4.00; (ii) one-third of the shares will vest on the first day the Issuer's stock achieves a 20-trading day volume-weighted average price of $8.00; and (iii) one-third of the shares will vest on the first day the Issuer's stock achieves a 20-trading day volume-weighted average price of $12.00, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates.

Documents

1 file
  • 4
    tm2215894-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT