Home/Filings/4/0001104659-22-062439
4//SEC Filing

Kaya Ozan 4

Accession 0001104659-22-062439

CIK 0001759008other

Filed

May 17, 8:00 PM ET

Accepted

May 18, 4:06 PM ET

Size

8.7 KB

Accession

0001104659-22-062439

Insider Transaction Report

Form 4
Period: 2022-05-16
Kaya Ozan
President
Transactions
  • Award

    Restricted Stock Units

    2022-05-16+1,100,0001,100,000 total
    Class A Common Stock (1,100,000 underlying)
  • Award

    Restricted Stock Units

    2022-05-16+1,100,0001,100,000 total
    Class A Common Stock (1,100,000 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit is convertible into a share of Class A common stock on a 1-for-1 basis.
  • [F2]These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-fourth of these restricted stock units vest on April 25, 2023, one-fourth of these restricted stock units vest on April 25, 2024, one-fourth of these restricted stock units vest on April 25, 2025 and one-fourth of these restricted stock units vest on April 25, 2026, assuming continued employment through the applicable vesting date.
  • [F3]These restricted stock units will vest if the following provisions are met: (i) one-third of the shares will vest on the first day the Issuer's stock achieves a 20-trading day volume-weighted average price of $4.00; (ii) one-third of the shares will vest on the first day the Issuer's stock achieves a 20-trading day volume-weighted average price of $8.00; and (iii) one-third of the shares will vest on the first day the Issuer's stock achieves a 20-trading day volume-weighted average price of $12.00, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates.

Issuer

CarLotz, Inc.

CIK 0001759008

Entity typeother

Related Parties

1
  • filerCIK 0001927112

Filing Metadata

Form type
4
Filed
May 17, 8:00 PM ET
Accepted
May 18, 4:06 PM ET
Size
8.7 KB