GERACI JOSEPH ANTHONY II 4
4 · Mill City Ventures III, Ltd · Filed May 20, 2022
Insider Transaction Report
Form 4
GERACI JOSEPH ANTHONY II
DirectorChief Financial Officer10% Owner
Transactions
- Award
Common Stock
2022-04-11+10,000→ 710,500 total
Holdings
- 17,273(indirect: By Spouse)
Common Stock
- 290,055(indirect: By LLC)
Common Stock
- 700,500
Common Stock
- 1,000(indirect: By Children)
Common Stock
Footnotes (3)
- [F1]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F2]All of these 10,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.
- [F3]These common shares were transferred as a bona fide gift but remain "beneficially owned" under 17 CFR 240.13d-3. The reporting person disclaims beneficial ownership of these shares.