|4Jul 20, 4:23 PM ET

Elkus Henry 4

4 · Energy Vault Holdings, Inc. · Filed Jul 20, 2022

Insider Transaction Report

Form 4
Period: 2022-07-18
Elkus Henry
Director
Transactions
  • Other

    Common Stock

    2022-07-181,190,3270 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By LLC)
    4,715,887
  • Common Stock

    (indirect: By LLC)
    1,867,677
  • Common Stock

    (indirect: By LLC)
    233,455
  • Common Stock

    (indirect: By LLC)
    1,608,009
  • Common Stock

    (indirect: Held by EN Fund I, A Series of Helena Special Investments AL Ventures, LP)
    111,904
Footnotes (1)
  • [F1]Represents a disposition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid. Such distribution was made in accordance with the lock-up agreement entered into between the HSI Puma LLC and the Issuer at the closing of the Issuer's business combination with Energy Vault, Inc. on February 11, 2022 (the "Original Lock-Up Agreement"), and the distributee has entered into a lock-up agreement with the Issuer in substantially the same form as the Original Lock-Up Agreement.

Documents

1 file
  • 4
    tm2221417-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT