4/A//SEC Filing
Wu David James 4/A
Accession 0001104659-22-090003
CIK 0001719395other
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 3:38 PM ET
Size
26.0 KB
Accession
0001104659-22-090003
Insider Transaction Report
Form 4/AAmended
Eargo, Inc.EAR
Wu David James
Director
Transactions
- Conversion
Common Stock
2020-10-20+1,438,273→ 1,441,268 total(indirect: See Footnote) - Purchase
Common Stock
2020-10-20$18.00/sh+111,111$1,999,998→ 1,552,379 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2020-10-20−135,374→ 0 total(indirect: See Footnote)→ Common Stock (265,236 underlying) - Conversion
Series B-1 Preferred Stock
2020-10-20−182,901→ 0 total(indirect: See Footnote)→ Common Stock (622,033 underlying) - Conversion
Series C Preferred Stock
2020-10-20−55,428→ 0 total(indirect: See Footnote)→ Common Stock (62,010 underlying) - Conversion
Series C-1 Preferred Stock
2020-10-20−445,046→ 0 total(indirect: See Footnote)→ Common Stock (461,528 underlying) - Conversion
Series D Preferred Stock
2020-10-20−18,691→ 0 total(indirect: See Footnote)→ Common Stock (23,302 underlying) - Conversion
Series E Preferred Stock
2020-10-20−4,164→ 0 total(indirect: See Footnote)→ Common Stock (4,164 underlying)
Footnotes (14)
- [F1]The Series A Preferred Stock automatically converted into shares of Common Stock on a 1:1.959283637 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F10]Consists of 125,233 shares held by MEP V, 15,546 shares held by Entrepreneurs Fund V, and 42,122 shares held by Associates Fund V. The Reporting Person is a partner at Maveron LLC, which is affiliated with MEP V, Entrepreneurs Fund V and Associates Fund V, and disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
- [F11]Consists of 45,286 shares held by MEP V, 5,598 shares held by Entrepreneurs Fund V, and 4,544 shares held by Associates Fund V. The Reporting Person is a partner at Maveron LLC, which is affiliated with MEP V, Entrepreneurs Fund V and Associates Fund V, and disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
- [F12]Consists of 304,723 shares held by MEP V, 37,829 shares held by Entrepreneurs Fund V, and 102,494 shares held by Associates Fund V. The Reporting Person is a partner at Maveron LLC, which is affiliated with MEP V, Entrepreneurs Fund V and Associates Fund V, and disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
- [F13]Consists of 13,635 shares held by MEP V, 1,692 shares held by Entrepreneurs Fund V, and 3,364 shares held by Associates Fund V. The Reporting Person is a partner at Maveron LLC, which is affiliated with MEP V, Entrepreneurs Fund V and Associates Fund V, and disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
- [F14]Consists of 3,038 shares held by MEP V, 377 shares held by Entrepreneurs Fund V, and 749 shares held by Associates Fund V. The Reporting Person is a partner at Maveron LLC, which is affiliated with MEP V, Entrepreneurs Fund V and Associates Fund V, and disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
- [F2]The Series B-1 Preferred Stock automatically converted into shares of Common Stock on a 1:3.400930233 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F3]The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F4]The Series C-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1.037033844 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F5]The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F6]The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F7]Consists of 9,068 shares held by Maveron Equity Partners IV, L.P. ("MEP IV"), 989,347 shares held by Maveron Equity Partners V, L.P. ("MEP V"), 294 shares held by Maveron IV Entrepreneurs' Fund, L.P. ("Entrepreneurs Fund IV"), 122,787 shares held by Maveron V Entrepreneurs' Fund, L.P. ("Entrepreneurs Fund V"), 758 shares held by MEP Associates IV, L.P. ("Associates Fund IV") and 319,014 shares held by MEP Associates V, L.P. ("Associates Fund V"). The Reporting Person is a partner at Maveron LLC, which is affiliated with MEP IV, MEP V, Entrepreneurs Fund IV, Entrepreneurs Fund V, Associates Fund IV and Associates Fund V, and disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
- [F8]Consists of 9,068 shares held by MEP IV, 1,059,614 shares held MEP V, 294 shares held by Entrepreneurs Fund IV, 131,398 shares held by Entrepreneurs Fund V, 758 shares held by Associates Fund IV and 352,247 shares held by Associates Fund V. The Reporting Person is a partner at Maveron LLC, which is affiliated with MEP IV, MEP V, Entrepreneurs Fund IV, Entrepreneurs Fund V, Associates Fund IV and Associates Fund V, and disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
- [F9]Consists of 4,628 shares held by MEP IV, 89,154 shares held by MEP V, 150 shares held by Entrepreneurs Fund IV, 11,068 shares held by Entrepreneurs Fund V, 387 shares held by Associates Fund IV, and 29,987 shares held by Associates Fund V. The Reporting Person is a partner at Maveron LLC, which is affiliated with MEP IV, MEP V, Entrepreneurs Fund IV and Associates Fund IV, and disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
Documents
Issuer
Eargo, Inc.
CIK 0001719395
Entity typeother
Related Parties
1- filerCIK 0001827421
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 11, 8:00 PM ET
- Accepted
- Aug 12, 3:38 PM ET
- Size
- 26.0 KB