Elkus Henry 4
4 · Energy Vault Holdings, Inc. · Filed Aug 15, 2022
Insider Transaction Report
Form 4
Elkus Henry
Director
Transactions
- Other
Common Stock
2022-08-11−2,357,943→ 2,357,944 total(indirect: By LLC) - Other
Common Stock
2022-08-11+23,413→ 23,413 total - Other
Common Stock
2022-08-11−933,838→ 933,839 total(indirect: By LLC) - Other
Common Stock
2022-08-11−116,727→ 116,728 total(indirect: By LLC) - Other
Common Stock
2022-08-12−55,952→ 55,952 total(indirect: Held by EN Fund I, A Series of Helena Special Investments AL Ventures, LP)
Footnotes (3)
- [F1]Represents a disposition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid.
- [F2]Represents an acquisition of securities from an in-kind distribution from HSI Energy Vault I LLC to its members, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).
- [F3]Helena Special Investments LLC executed an acknowledgement letter with Helena Zepak EV LLC on July 20, 2022, and pursuant to such acknowledgement letter, Helena Special Investments LLC and the reporting person ceased to be the beneficial owner of 1,608,009 shares of the Issuer held by Helena Zepak EV LLC.