Home/Filings/4/0001104659-22-092665

4//SEC Filing

Cavu Management, LP 4

Accession 0001104659-22-092665

CIK 0001740279other

View on SEC.gov Company Profile

Filed

Aug 17, 8:00 PM ET

Accepted

Aug 18, 7:16 PM ET

Size

23.5 KB

Accession

0001104659-22-092665

Insider Transaction Report

Form 4

Period: 2022-08-17

IN8BIO, INC.INAB

Cavu Management, LP

10% Owner

Transactions

Purchase
Common Stock
2022-08-17$1.93/sh+6,142$11,854→ 583,407 total(indirect: See footnote)
Purchase
Common Stock
2022-08-17$1.93/sh+5,823$11,238→ 553,110 total(indirect: See footnote)
Purchase
Common Stock
2022-08-17$1.93/sh+38,035$73,408→ 3,612,569 total(indirect: See footnote)

Holdings

Common Stock
(indirect: See footnote)
1,876,624
Common Stock
(indirect: See footnote)
251,211
Common Stock
(indirect: See footnote)
997,433
Common Stock
(indirect: See footnote)
574,432

BIOS Capital Management, LP

10% Owner

Transactions

Purchase
Common Stock
2022-08-17$1.93/sh+38,035$73,408→ 3,612,569 total(indirect: See footnote)
Purchase
Common Stock
2022-08-17$1.93/sh+5,823$11,238→ 553,110 total(indirect: See footnote)
Purchase
Common Stock
2022-08-17$1.93/sh+6,142$11,854→ 583,407 total(indirect: See footnote)

Holdings

Common Stock
(indirect: See footnote)
574,432
Common Stock
(indirect: See footnote)
1,876,624
Common Stock
(indirect: See footnote)
251,211
Common Stock
(indirect: See footnote)
997,433

BIOS Advisors GP, LLC

10% Owner

Transactions

Purchase
Common Stock
2022-08-17$1.93/sh+5,823$11,238→ 553,110 total(indirect: See footnote)
Purchase
Common Stock
2022-08-17$1.93/sh+38,035$73,408→ 3,612,569 total(indirect: See footnote)
Purchase
Common Stock
2022-08-17$1.93/sh+6,142$11,854→ 583,407 total(indirect: See footnote)

Holdings

Common Stock
(indirect: See footnote)
997,433
Common Stock
(indirect: See footnote)
1,876,624
Common Stock
(indirect: See footnote)
574,432
Common Stock
(indirect: See footnote)
251,211

BIOS Equity Partners III, LP

10% Owner

Transactions

Purchase
Common Stock
2022-08-17$1.93/sh+5,823$11,238→ 553,110 total(indirect: See footnote)
Purchase
Common Stock
2022-08-17$1.93/sh+38,035$73,408→ 3,612,569 total(indirect: See footnote)
Purchase
Common Stock
2022-08-17$1.93/sh+6,142$11,854→ 583,407 total(indirect: See footnote)

Holdings

Common Stock
(indirect: See footnote)
997,433
Common Stock
(indirect: See footnote)
1,876,624
Common Stock
(indirect: See footnote)
574,432
Common Stock
(indirect: See footnote)
251,211

Fletcher Aaron G.L.

10% Owner

Transactions

Purchase
Common Stock
2022-08-17$1.93/sh+38,035$73,408→ 3,612,569 total(indirect: See footnote)
Purchase
Common Stock
2022-08-17$1.93/sh+6,142$11,854→ 583,407 total(indirect: See footnote)
Purchase
Common Stock
2022-08-17$1.93/sh+5,823$11,238→ 553,110 total(indirect: See footnote)

Holdings

Common Stock
(indirect: See footnote)
574,432
Common Stock
(indirect: See footnote)
997,433
Common Stock
(indirect: See footnote)
1,876,624
Common Stock
(indirect: See footnote)
251,211

Footnotes (12)

[F1]Bios Equity Partners II, LP ("Bios Equity II") is the general partner of the following entities: Bios Fund II, Bios Fund II QP, LP ("Bios Fund II QP"), Bios Fund II NT, LP ("Bios Fund II NT") and BIOS Incysus Co-Invest I, LP ("BIOS Incysus"). Bios Equity Partners III, LP ("Bios Equity III") is the general partner of the following entities: Bios Fund III, LP ("Bios Fund III"), Bios Fund III QP, LP ("Bios Fund III QP") and Bios Fund III NT, LP ("Bios Fund III NT"). Bios Capital Management, LP ("Bios Management") and Cavu Management, LP ("Cavu Management") are the general partners of Bios Equity II and Bios Equity III. Bios Advisors GP, LLC ("Bios Advisors") is the general partner of Bios Management. Cavu Advisors LLC ("Cavu Advisors") is the general partner of Cavu Management. Bios Management and Bios Advisors are entities managed and controlled by Aaron G.L. Fletcher. Cavu Management and Cavu Advisors are entities managed and controlled by Leslie W. Kreis, Jr.
[F10]The securities are directly held by Bios Fund II NT.
[F11]The securities are directly held by BIOS Incysus.
[F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84 to $2.23, inclusive. The reporting persons undertake to provide to IN8BIO, Inc., any security holder of IN8BIO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (12) to this Form 4.
[F2]Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios Fund II, Bios Fund II QP, Bios Fund II NT, BIOS Incysus, Bios Fund III, Bios Fund III QP and Bios Fund III NT (collectively, the "Bios Equity Entities"). Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and the Bios Equity Entities, Mr. Fletcher, Bios Management and Bios Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.
[F3]For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
[F4]Mr. Kreis, Cavu Management and Cavu Advisors each share voting and investment control with respect to the shares held by the Bios Equity Entities. Because of the relationship between Mr. Kreis, Cavu Management, Cavu Advisors and the Bios Equity Entities, Mr. Kreis, Cavu Management and Cavu Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.
[F5]The securities are directly held by Bios Fund III NT.
[F6]The securities are directly held by Bios Fund III QP.
[F7]The securities are directly held by Bios Fund III.
[F8]The securities are directly held by Bios Fund II, LP ("Bios Fund II").
[F9]The securities are directly held by Bios Fund II QP.

Documents

1 file

4
tm2223668-4_4seq1.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

IN8BIO, INC.

CIK 0001740279

→

Entity typeother

IncorporatedTX

Related Parties

filerCIK 0001813270

Filing Metadata

Form type: 4
Filed: Aug 17, 8:00 PM ET
Accepted: Aug 18, 7:16 PM ET
Size: 23.5 KB

View on SEC.gov