|4Aug 25, 3:32 PM ET

KLIKSBERG RUBEN 4

4 · Redwood Enhanced Income Corp. · Filed Aug 25, 2022

Insider Transaction Report

Form 4
Period: 2022-08-10
KLIKSBERG RUBEN
DirectorCo-Chairman and Co-President
Transactions
  • Purchase

    Common Stock

    2022-08-10$15.03/sh+51,814.88$778,778295,564.88 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By LLC)
    3,333.33
Footnotes (3)
  • [F1]On August 03, 2022 Redwood Enhanced Income Corp. (the "Company") issued a capital call notice to certain investors that have committed to purchase shares of Common Stock. Pursuant to such capital call notice, RDK Family Investments LLC was obligated to make a capital contribution of $778,777.69 on August 10, 2022, and the Company issued 51,814.88 shares of Common Stock to RDK on such date.
  • [F2]The Reporting Person is a control person of RDK Family Investments LLC and, accordingly, has beneficial ownership over such shares.
  • [F3]The Reporting Person holds all voting interests of Redwood Capital Management, LLC and therefore may be attributed beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    tm2224571-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT