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4//SEC Filing

Zukiwski Alexander A 4

Accession 0001104659-22-098893

CIK 0000895051other

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 4:01 PM ET

Size

6.1 KB

Accession

0001104659-22-098893

Insider Transaction Report

Form 4
Period: 2022-09-07
Zukiwski Alexander A
Chief Medical Officer
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2022-09-07+3,0003,000 total
    Exercise: $15.20Exp: 2031-05-25Common Stock (3,000 underlying)
Footnotes (2)
  • [F1]On May 25, 2021, subject to approval at the June 15, 2021 shareholders meeting, the reporting person was granted these stock options that vest upon achievement of certain performance based conditions. The performance based condition was satisfied on September 7, 2022, resulting in vesting of the options.
  • [F2]On June 1, 2022, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The number of stock options and the exercise price reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Issuer

CASI Pharmaceuticals, Inc.

CIK 0000895051

Entity typeother

Related Parties

1
  • filerCIK 0001569782

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 4:01 PM ET
Size
6.1 KB