4/A//SEC Filing
POLINSKY DOUGLAS MICHAEL 4/A
Accession 0001104659-22-102753
CIK 0001425355other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 7:32 PM ET
Size
8.0 KB
Accession
0001104659-22-102753
Insider Transaction Report
Form 4/AAmended
POLINSKY DOUGLAS MICHAEL
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2022-09-20$2.23/sh+5,784$12,898→ 262,763 total
Holdings
- 30,850(indirect: By Great North Capital Corp.)
Common Stock
- 128,915(indirect: By LLC)
Common Stock
- 256,979
Common Stock
Footnotes (4)
- [F1]A Minnesota corporation of which the reporting person is the Chief Executive Officer.
- [F2]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F3]Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.
- [F4]Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of regular cash compensation (net of taxes) for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.
Documents
Issuer
Mill City Ventures III, Ltd
CIK 0001425355
Entity typeother
Related Parties
1- filerCIK 0001394819
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 7:32 PM ET
- Size
- 8.0 KB