|4Sep 23, 7:32 PM ET

ZIPKIN LAURENCE S 4

4 · Mill City Ventures III, Ltd · Filed Sep 23, 2022

Insider Transaction Report

Form 4
Period: 2022-09-22
Transactions
  • Award

    Common Stock

    2022-09-22$2.05/sh+4,878$10,00056,737 total
Holdings
  • Common Stock

    51,859
Footnotes (2)
  • [F1]Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023.
  • [F2]Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of regular cash compensation aggregating $10,000 payable for services as a director for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

Documents

1 file
  • 4
    tm2226582-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT